We will assist the management of your firm in ensuring that all agency activities and materials conform to company policies and procedures.
The cost of failing regulations is not only limited to fines. Still, it could also damage the reputation of your control framework’s failure that can cause irreparable harm to your business.Our experienced team would provide you technical advice and guidance on a range of regulatory risk areas, including:
Assurance Reviews – (Ad-hoc or theme-based) Reviews and recommendations of your control framework and enhancing your policies and procedures
Independent Compliance Monitoring – Review the adequacy of your compliance framework and performance against internal and external requirements to help you demonstrate adherence to regulatory requirements.
Compliance Support and Ad-hoc Advice – Assuring that your Firm is fully up to date with the latest RBI Circulars, Instructions and Regulations/Circulars issued by SEBI and Foreign Exchange Management Act requirements
Risk Management – Providing consultancy to you on the framework to be adopted by your Firm for managing risks, including the procedures for risk assessment and risk-mitigating measures.
Our consultants’ high expertise team understands that compliance is not just about business prevention but pragmatic, expert compliance advice and guidance for your business requirements. Sapient’s value-added services provide solutions to compliance issues that enable your business to meet its goals and objectives whilst satisfying all applicable regulatory procedures.
